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What does Zephyr Management, L.P. do with your personal
information?

WHY?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. This Privacy Notice applies to consumers. Consumers do not include institutions. Please read this notice carefully to understand what we do.

WHAT?

The types of personal information we collect and share depend on the products or services you have with us. This information can include:

  • Social security number and income
  • Net worth and assets
  • Wire transfer instructions, email addresses, and physical addresses
  • Capital commitment and account balances

HOW?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Zephyr Management, L.P. chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information Does Zephyr Management, L.P. share? Can you limit this sharing?
For our everyday business purposes - such as
to process your transactions, maintain your account(s),
administer and operate the fund of which
you are a limited partner, or respond to court
orders and legal investigations. This includes providing
this information to third-party service providers contracted
by Zephyr Management, L.P.
Yes No
For our marketing purposes - to offer our products and services to you No We don’t share
For joint marketing with other financial companies No We don’t share
For our affiliates' everyday business purposes -
information about your transactions and
account balances
Yes No
For our affiliates' everyday business purposes -
information about your creditworthiness
No We don’t share
For our affiliates to market to you Yes Yes, unless the affiliate has
a pre-existing business
relationship with you
For non-affiliates to market to you No We don’t share
Got Questions?

Contact Tina Keriazes, Compliance Director at (212) 508-9418

Who are we?

WHO IS PROVIDING THIS
NOTICE?

This notice is provided by Zephyr Management, L.P. and related investment advisers, the affiliated general partners to the Zephyr private investment funds that we manage, and the private investment funds managed by Zephyr.

What we do?

How does Zephyr Management, L.P. protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Zephyr
Management, L.P. collect
my personal information?

We collect your personal information, for example, when you:

  • Open an account or seek investment advice
  • Complete an investor questionnaire or subscription document
  • Give us your contact information
  • Make subscriptions or redemptions from your account
  • Make a wire transfer

We also collect your personal information from our affiliates.

Why can't I limit
all sharing?

Federal law gives you the right to limit only:

  • Sharing for affiliates’ everyday business purposes—information about your creditworthiness
  • Affiliates from using information to market to you, unless the affiliate has a pre-existing business relationship with you
  • Sharing for non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions

AFFILIATES

Companies related by common ownership or control. They can be financial and nonfinancial companies.

  • Our affiliates include the Zephyr private investment funds that we manage and the general partners of the Zephyr private investment partnerships. Our affiliates also include NDB Zephyr Partners Limited.

NON-AFFILIATES

Companies not related by common ownership or control. They can be financial and nonfinancial companies.

  • Zephyr Management, L.P. does not share with non-affiliates so they can market to you

JOINT MARKETING

A formal agreement between non-affiliated financial companies that together market financial products or services to you.

  • Zephyr Management, L.P. does not jointly market

This Privacy Notice is provided by the following institutions:

Zephyr Management, L.P. N D B Zephyr Partners Lanka (Private)
Limited Zephyr Peacock India Fund II NDB Zephyr Partners Limited

Zephyr Peacock India Fund III Emerald Sri Lanka Fund I Limited
Zephyr Peacock Management Limited Acorn Africa LLC

Zephyr Peacock India Fund II Limited Acorn Africa II LLC

Zephyr Peacock India Fund III Limited

Zephyr Peacock India Growth Fund Limited

Zephyr Peacock India Growth Fund

ZP India Advisory Private Limited

Acorn-Yum Holdings LLC

Zephyr Acorn Venture Fund L.P.

Zephyr Acorn LLC

Zephyr Waterfield Funds Ltd

Zephyr Waterfield U.S. Funds, LLC
African Agricultural Fund L.L.C.